Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of China Limited London Branch (no longer approved here)

    FRN 170910

    • [FCA CF] Manager of certification employee (1 Jan 2020 to 6 Mar 2022)
    • [FCA CF] Material risk taker (29 Aug 2017 to 6 Mar 2022)
  • BANK OF CHINA (UK) LIMITED (no longer approved here)

    FRN 467410

    • [FCA CF] Manager of certification employee (1 Jan 2020 to 6 Mar 2022)
    • [FCA CF] Material risk taker (29 Aug 2017 to 6 Mar 2022)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (28 Mar 2014 to 6 Mar 2016)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 15 Jun 2012)
    • CF21 Investment Adviser (31 Aug 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.