Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of China Limited London Branch (no longer approved here)

    FRN 170910

    • SMF22 Other Local Responsibility (19 May 2022 to 1 Aug 2025)
    • [FCA CF] Manager of certification employee (31 Dec 2019 to 12 Mar 2022)
    • [FCA CF] Material risk taker (31 Dec 2019 to 12 Mar 2022)
  • BANK OF CHINA (UK) LIMITED (no longer approved here)

    FRN 467410

    • SMF18 Other Overall Responsibility (13 Mar 2022 to 1 Aug 2025)
    • [FCA CF] Manager of certification employee (31 Dec 2019 to 12 Mar 2022)
    • [FCA CF] Material risk taker (31 Dec 2019 to 12 Mar 2022)

Recent activity

Updates to this individual's record on the FCA register.

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