Bank of China Limited London Branch

• Principal Place of Business

  1 Lothbury

  London

  EC2R 7DB

  UNITED KINGDOM

  Phone

  +4402072828863

  Web

  https://www.bankofchina.com/uk/

• Complaints Contact

  1 Lothbury

  London

  EC2R 7DB

  UNITED KINGDOM

  Phone

  +4402072828863

• Bank Deposits

  For All, Deposit

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Qiong He

  IRN QXH66044

  • [FCA CF] Material risk taker (2 Jul 2019 to 30 Dec 2019)
• Qiuzi Zhao

  IRN QXZ44647

  • [FCA CF] Client dealing (24 May 2019 to 1 Nov 2020)
• Rachel Knox

  IRN RCK01036

  • [FCA CF] Client dealing (27 Nov 2017 to 27 May 2022)
• Rakesh D'Souza

  IRN RXD00305

  • [FCA CF] Material risk taker (24 Jan 2022 to 6 Mar 2022)
  • [FCA CF] Manager of certification employee (24 Jan 2022 to 6 Mar 2022)
• Ray Jian

  IRN RXJ01327

  • CF30 Customer (20 Apr 2012 to 1 May 2013)
• Richard Whitehouse

  IRN RHW01046

  • [FCA CF] Material risk taker (7 Mar 2016 to 31 Dec 2025)
• Robert Angliss

  IRN RXA44638

  • [FCA CF] Material risk taker (7 Mar 2022 to 9 Dec 2024)
  • [FCA CF] Manager of certification employee (7 Mar 2016 to 6 Mar 2022)
• Robert David Loewy

  IRN RDL01032

  • [FCA CF] Client dealing (5 Sep 2016 to 31 Jan 2020)
  • [FCA CF] Manager of certification employee (5 Sep 2016 to 31 Jan 2020)
  • CF30 Customer (27 Apr 2012 to 6 Mar 2016)
• Robert Hyman

  IRN RXH01378

  • [FCA CF] Manager of certification employee (7 Mar 2016 to 19 Aug 2022)
  • [FCA CF] Material risk taker (7 Mar 2016 to 19 Aug 2022)
• Rubai Gu

  IRN RXG01180

  • CF8 Apportionment and Oversight (1 Dec 2001 to 7 Sep 2004)
  • CF3 Chief Executive (1 Dec 2001 to 7 Sep 2004)

No changes recorded yet.