Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of China Limited London Branch (no longer approved here)

    FRN 170910

    • [FCA CF] Manager of certification employee (7 Mar 2016 to 19 Aug 2022)
    • [FCA CF] Material risk taker (7 Mar 2016 to 19 Aug 2022)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 9 Dec 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.