Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of China Limited London Branch (no longer approved here)

    FRN 170910

    • [FCA CF] Client dealing (5 Sep 2016 to 31 Jan 2020)
    • [FCA CF] Manager of certification employee (5 Sep 2016 to 31 Jan 2020)
    • CF30 Customer (27 Apr 2012 to 6 Mar 2016)
  • BANK OF CHINA (UK) LIMITED (no longer approved here)

    FRN 467410

    • [FCA CF] Client dealing (5 Sep 2016 to 31 Jan 2020)
    • [FCA CF] Manager of certification employee (5 Sep 2016 to 31 Jan 2020)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (1 Dec 2001 to 1 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.