Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF30 Customer (1 Oct 2019 to 8 Dec 2019)
  • Bank of China Limited London Branch (no longer approved here)

    FRN 170910

    • CF30 Customer (20 Apr 2012 to 1 May 2013)
  • BANK OF CHINA (UK) LIMITED (no longer approved here)

    FRN 467410

    • CF30 Customer (20 Apr 2012 to 1 May 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.