Bank of America Europe DAC

• Principal Place of Business

  2 King Edward Street

  London

  City Of London

  EC1A 1HQ

  UNITED KINGDOM

  Phone

  +4402076281000

  Web

  https://business.bofa.com/uk/en/about-us.html

• Complaints Contact

  Bank of America

  2 King Edward Street

  London

  EC1A 1HQ

  UNITED KINGDOM

  Phone

  +4402076281000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Gurbaksh Gill

  IRN GXG00028

  • [FCA CF] Algorithmic trading (since 1 Nov 2023)
  • [FCA CF] Material risk taker (1 Nov 2023 to 2 Oct 2024)
• Hakim Karoui

  IRN HXK00030

  • [FCA CF] Significant management (30 Apr 2025 to 15 May 2025)
• Hans Olof Alex Engelbrekts

  IRN HXE00096

  • [FCA CF] Significant management (2 Oct 2025 to 15 Oct 2025)
• Hayato Murata

  IRN HXM00307

  • [FCA CF] Client dealing (1 Nov 2023 to 2 Apr 2024)
• IWONA CLOUGH

  IRN IXC00144

  • [FCA CF] Material risk taker (1 Nov 2023 to 2 Oct 2024)
• Ioannis Tanes

  IRN IXT01103

  • [FCA CF] Client dealing (since 1 Nov 2023)
• Ioannis Xanthakos

  IRN IXX00001

  • [FCA CF] Significant management (since 29 Oct 2025)
  • [FCA CF] Material risk taker (1 Nov 2023 to 2 Oct 2024)
• Issam Badri

  IRN IXB01228

  • [FCA CF] Manager of certification employee (since 10 Oct 2025)
• JOANNA CARDWELL

  IRN JXC01603

  • [FCA CF] Material risk taker (2 Jul 2024 to 2 Oct 2024)
• Jacqueline Compass

  IRN JXC00203

  • [FCA CF] Material risk taker (1 Nov 2023 to 2 Oct 2024)

No changes recorded yet.