Ioannis Tanes

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Bank of America Europe DAC
FRN 989014
- [FCA CF] Client dealing (since 1 Nov 2023)
Bank of America, N.A.
FRN 124642
- [FCA CF] Client dealing (since 15 Jul 2022)
Merrill Lynch International
FRN 147150
- [FCA CF] Client dealing (since 15 Jul 2022)
Deutsche Bank AG (no longer approved here)
FRN 150018
- [FCA CF] Manager of certification employee (12 Jan 2021 to 22 Jun 2022)
- [FCA CF] Client dealing (7 Mar 2016 to 22 Jun 2022)
- [FCA CF] Material risk taker (7 Mar 2016 to 12 Aug 2021)
- CF30 Customer (15 Oct 2013 to 6 Mar 2016)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- CF30 Customer (13 Jun 2008 to 10 Apr 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.