Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Bank of America Europe DAC
FRN 989014
- [FCA CF] Manager of certification employee (since 10 Oct 2025)
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Bank of America, N.A.
FRN 124642
- [FCA CF] Material risk taker (since 5 Sep 2024)
- [FCA CF] Manager of certification employee (since 5 Dec 2023)
- [FCA CF] Client dealing (since 13 Jul 2022)
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Merrill Lynch International
FRN 147150
- [FCA CF] Material risk taker (since 5 Sep 2024)
- [FCA CF] Manager of certification employee (since 5 Dec 2023)
- [FCA CF] Client dealing (since 13 Jul 2022)
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- [FCA CF] Client dealing (28 Dec 2017 to 26 Jun 2022)
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- CF30 Customer (13 Mar 2008 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.