Bank of America Europe DAC

• Principal Place of Business

  2 King Edward Street

  London

  City Of London

  EC1A 1HQ

  UNITED KINGDOM

  Phone

  +4402076281000

  Web

  https://business.bofa.com/uk/en/about-us.html

• Complaints Contact

  Bank of America

  2 King Edward Street

  London

  EC1A 1HQ

  UNITED KINGDOM

  Phone

  +4402076281000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• James Pearson

  IRN JLP01075

  • [FCA CF] Material risk taker (1 Nov 2023 to 2 Oct 2024)
• James Peter Charles Wright

  IRN JPW01220

  • [FCA CF] Significant management (since 9 Oct 2025)
• Jamie Friedman

  IRN JXF00673

  • [FCA CF] Client dealing (since 19 Mar 2025)
• Jan Smorczewski

  IRN JMS01175

  • [FCA CF] Manager of certification employee (27 Oct 2025 to 10 Feb 2026)
• Jayantha Jeyanandhan

  IRN JRJ01050

  • [FCA CF] Client dealing (1 Nov 2023 to 4 Sep 2024)
  • [FCA CF] Manager of certification employee (1 Nov 2023 to 4 Sep 2024)
• Jeremy Preddy

  IRN JDP01103

  • [FCA CF] Significant management (since 24 Jan 2025)
  • [FCA CF] Material risk taker (1 Nov 2023 to 4 Oct 2024)
• Jessica Saya

  IRN JXS03171

  • [FCA CF] Manager of certification employee (27 Oct 2025 to 10 Feb 2026)
• Johanna JATILA

  IRN JXJ00266

  • [FCA CF] Material risk taker (1 Nov 2023 to 2 Oct 2024)
• John Held

  IRN JNH01049

  • [FCA CF] Manager of certification employee (since 1 Nov 2023)
  • [FCA CF] Client dealing (since 1 Nov 2023)
  • [FCA CF] Material risk taker (1 Nov 2023 to 2 Oct 2024)
• John McIvor

  IRN JRM01112

  • [FCA CF] Material risk taker (1 Nov 2023 to 2 Oct 2024)

No changes recorded yet.