Jan Smorczewski

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A.

    FRN 124642

    • [FCA CF] Algorithmic trading (since 9 Dec 2024)
    • [FCA CF] Client dealing (since 9 Dec 2024)
    • [FCA CF] Manager of certification employee (since 9 Dec 2024)
    • [FCA CF] Material risk taker (since 9 Dec 2024)
    • [FCA CF] Significant management (since 9 Dec 2024)
    • SMF22 Other Local Responsibility (10 Aug 2022 to 9 Dec 2024)
    • [FCA CF] Client dealing (7 Sep 2016 to 10 Aug 2022)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 10 Aug 2022)
    • [FCA CF] Material risk taker (7 Mar 2016 to 10 Aug 2022)
    • CF30 Customer (21 Jul 2014 to 6 Mar 2016)
  • Merrill Lynch International

    FRN 147150

    • [FCA CF] Algorithmic trading (since 9 Dec 2024)
    • [FCA CF] Significant management (since 9 Dec 2024)
    • [FCA CF] Material risk taker (since 9 Dec 2024)
    • [FCA CF] Manager of certification employee (since 9 Dec 2024)
    • [FCA CF] Client dealing (since 9 Dec 2024)
  • Bank of America Europe DAC (no longer approved here)

    FRN 989014

    • [FCA CF] Manager of certification employee (27 Oct 2025 to 10 Feb 2026)
  • Caxton Associates LLP (no longer approved here)

    FRN 504390

    • CF30 Customer (4 Jan 2010 to 28 May 2014)
  • Millennium Capital Partners LLP (no longer approved here)

    FRN 439327

    • CF30 Customer (10 Nov 2009 to 31 Dec 2009)

Recent activity

Updates to this individual's record on the FCA register.

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