John Held

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America Europe DAC

    FRN 989014

    • [FCA CF] Manager of certification employee (since 1 Nov 2023)
    • [FCA CF] Client dealing (since 1 Nov 2023)
    • [FCA CF] Material risk taker (1 Nov 2023 to 2 Oct 2024)
  • Bank of America, N.A.

    FRN 124642

    • [FCA CF] Manager of certification employee (since 10 Oct 2022)
    • [FCA CF] Client dealing (since 7 Sep 2016)
    • [FCA CF] Material risk taker (since 7 Mar 2016)
    • CF30 Customer (8 Jul 2008 to 6 Mar 2016)
  • Merrill Lynch International

    FRN 147150

    • [FCA CF] Manager of certification employee (since 10 Oct 2022)
    • [FCA CF] Client dealing (since 7 Sep 2016)
    • [FCA CF] Material risk taker (since 7 Mar 2016)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF29 Significant management (21 Nov 2007 to 30 May 2008)
    • CF30 Customer (1 Nov 2007 to 30 May 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.