Bank of America Europe DAC

• Principal Place of Business

  2 King Edward Street

  London

  City Of London

  EC1A 1HQ

  UNITED KINGDOM

  Phone

  +4402076281000

  Web

  https://business.bofa.com/uk/en/about-us.html

• Complaints Contact

  Bank of America

  2 King Edward Street

  London

  EC1A 1HQ

  UNITED KINGDOM

  Phone

  +4402076281000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Gaurav Sharma

  IRN GXS00369

  • [FCA CF] Material risk taker (1 Nov 2023 to 2 Oct 2024)
• Geoffrey Mann

  IRN GXM00087

  • [FCA CF] Material risk taker (1 Nov 2023 to 23 Jan 2024)
• George Albota

  IRN GLA01021

  • [FCA CF] Significant management (since 3 Feb 2026)
  • [FCA CF] Material risk taker (1 Nov 2023 to 2 Oct 2024)
• Gillian Lancaster

  IRN GXL01304

  • [FCA CF] Significant management (since 9 Oct 2025)
  • [FCA CF] Material risk taker (1 Nov 2023 to 30 May 2024)
• Giorgio Bocchi

  IRN GXB00079

  • [FCA CF] Material risk taker (1 Nov 2023 to 2 Oct 2024)
• Giulio Recchia

  IRN GXR01337

  • [FCA CF] Client dealing (since 1 Nov 2023)
  • [FCA CF] Material risk taker (1 Nov 2023 to 5 Sep 2024)
• Govind Sharma

  IRN GXS00468

  • SMF17 Money Laundering Reporting Officer (MLRO) (1 Nov 2023 to 20 May 2024)
• Gregory Petrie

  IRN GXP01467

  • [FCA CF] Client dealing (since 1 Nov 2023)
  • [FCA CF] Manager of certification employee (since 1 Nov 2023)
  • [FCA CF] Material risk taker (1 Nov 2023 to 4 Oct 2024)
• Gregory Todd

  IRN GXT00214

  • [FCA CF] Material risk taker (1 Nov 2023 to 2 Oct 2024)
• Guillaume Blacher

  IRN GXB00076

  • [FCA CF] Material risk taker (1 Nov 2023 to 2 Oct 2024)

No changes recorded yet.