Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Bank of America Europe DAC
FRN 989014
- [FCA CF] Significant management (since 9 Oct 2025)
- [FCA CF] Material risk taker (1 Nov 2023 to 30 May 2024)
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Bank of America, N.A.
FRN 124642
- SMF24 Chief Operations (since 8 May 2024)
- [FCA CF] Material risk taker (7 Mar 2016 to 30 May 2024)
- [FCA CF] CASS oversight function (7 Mar 2016 to 4 Jun 2024)
- CF10a CASS Oversight function (29 May 2013 to 6 Mar 2016)
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Merrill Lynch International
FRN 147150
- SMF24 Chief Operations (since 8 May 2024)
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- CF20 Significant Mgt (Settlements) (13 Jan 2006 to 27 Apr 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.