Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Bank of America Europe DAC
FRN 989014
- [FCA CF] Client dealing (since 1 Nov 2023)
- [FCA CF] Manager of certification employee (since 1 Nov 2023)
- [FCA CF] Material risk taker (1 Nov 2023 to 4 Oct 2024)
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Bank of America, N.A.
FRN 124642
- [FCA CF] Client dealing (since 7 Sep 2016)
- [FCA CF] Manager of certification employee (since 7 Mar 2016)
- [FCA CF] Material risk taker (since 7 Mar 2016)
- [FCA CF] Significant management (21 Feb 2017 to 5 Mar 2019)
- CF30 Customer (13 Apr 2011 to 6 Mar 2016)
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Merrill Lynch International
FRN 147150
- [FCA CF] Client dealing (since 7 Sep 2016)
- [FCA CF] Material risk taker (since 7 Mar 2016)
- [FCA CF] Manager of certification employee (since 7 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.