Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 1 Nov 2023)
    • [FCA CF] Manager of certification employee (since 1 Nov 2023)
    • [FCA CF] Material risk taker (1 Nov 2023 to 4 Oct 2024)
    • [FCA CF] Client dealing (since 7 Sep 2016)
    • [FCA CF] Manager of certification employee (since 7 Mar 2016)
    • [FCA CF] Material risk taker (since 7 Mar 2016)
    • [FCA CF] Significant management (21 Feb 2017 to 5 Mar 2019)
    • CF30 Customer (13 Apr 2011 to 6 Mar 2016)
    • [FCA CF] Client dealing (since 7 Sep 2016)
    • [FCA CF] Material risk taker (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (since 7 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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