Bank of America Europe DAC

• Principal Place of Business

  2 King Edward Street

  London

  City Of London

  EC1A 1HQ

  UNITED KINGDOM

  Phone

  +4402076281000

  Web

  https://business.bofa.com/uk/en/about-us.html

• Complaints Contact

  Bank of America

  2 King Edward Street

  London

  EC1A 1HQ

  UNITED KINGDOM

  Phone

  +4402076281000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Christian Ahrling

  IRN CVA01006

  • [FCA CF] Client dealing (1 Nov 2023 to 5 Jun 2024)
• Christian Neske

  IRN CXN01139

  • [FCA CF] Client dealing (since 1 Nov 2023)
  • [FCA CF] Material risk taker (1 Nov 2023 to 2 Oct 2024)
• Christof Bechtel

  IRN CGB01048

  • [FCA CF] Significant management (2 Oct 2025 to 15 Oct 2025)
• Christoph Burgard

  IRN CXB01299

  • [FCA CF] Material risk taker (1 Nov 2023 to 2 Oct 2024)
• Conrad Green

  IRN CDG01062

  • [FCA CF] Client dealing (since 1 Nov 2023)
• DINESH SADARANGANI

  IRN DXS00889

  • SMF16 Compliance Oversight (since 1 Nov 2023)
• Dale Gordon Wood

  IRN DXW00801

  • [FCA CF] Significant management (20 Jun 2025 to 15 Oct 2025)
• Daniel Bremer

  IRN DTB01045

  • [FCA CF] Manager of certification employee (since 10 Oct 2025)
  • [FCA CF] Client dealing (since 1 Nov 2023)
• Daniel Knight

  IRN DFK01008

  • [FCA CF] Client dealing (since 1 Nov 2023)
  • [FCA CF] Manager of certification employee (since 1 Nov 2023)
  • [FCA CF] Material risk taker (1 Nov 2023 to 2 Oct 2024)
• David Carlton

  IRN DJC01480

  • [FCA CF] Significant management (25 Jul 2024 to 28 Jan 2025)

No changes recorded yet.