Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America Europe DAC (no longer approved here)

    FRN 989014

    • [FCA CF] Client dealing (1 Nov 2023 to 5 Jun 2024)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Client dealing (7 Sep 2016 to 4 Mar 2019)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 5 Jun 2024)
    • [FCA CF] Material risk taker (7 Mar 2016 to 4 Mar 2019)
    • CF30 Customer (1 Sep 2014 to 6 Mar 2016)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 17 Jun 2014)
    • CF21 Investment Adviser (3 Oct 2006 to 31 Oct 2007)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (21 Sep 2002 to 5 Jul 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.