Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Merrill Lynch International
FRN 147150
- [FCA CF] Material risk taker (since 14 Sep 2016)
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- [FCA CF] Material risk taker (1 Nov 2023 to 2 Oct 2024)
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- [FCA CF] Material risk taker (14 Sep 2016 to 2 Apr 2026)
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- CF21 Investment Adviser (1 Dec 2001 to 14 Apr 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.