David Carlton

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America Europe DAC (no longer approved here)

    FRN 989014

    • [FCA CF] Significant management (25 Jul 2024 to 28 Jan 2025)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Manager of certification employee (6 Feb 2024 to 28 Oct 2025)
    • [FCA CF] Significant management (6 Feb 2024 to 28 Oct 2025)
    • [FCA CF] Material risk taker (16 Jun 2017 to 28 Oct 2025)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF30 Customer (13 Mar 2015 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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