BANCTRUST INVESTMENT BANK LIMITED

• Principal Place of Business

  1 Cornhill

  London

  EC3V 3ND

  UNITED KINGDOM

  Phone

  +442081612010

  Web

  https://banctrust.com

• Complaints Contact

  1 Cornhill

  London

  EC3V 3ND

  UNITED KINGDOM

  Phone

  +442081612010

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Neil Edward Harrison

  IRN NXH18084

  • SMF3 Executive Director (1 Mar 2024 to 18 Aug 2025)
• Nicholas Taylor

  IRN NCT01032

  • [FCA CF] Manager of certification employee (4 Mar 2024 to 27 Apr 2025)
  • [FCA CF] Client dealing (2 Feb 2022 to 27 Apr 2025)
  • [FCA CF] Material risk taker (2 Feb 2022 to 27 Apr 2025)
  • [FCA CF] Proprietary trader (2 Feb 2022 to 27 Apr 2025)
• Nicola Jane Dixon

  IRN NJD01125

  • SMF17 Money Laundering Reporting Officer (MLRO) (8 Feb 2022 to 1 Feb 2023)
  • SMF16 Compliance Oversight (8 Feb 2022 to 1 Feb 2023)
• Olga Grant

  IRN OXK00021

  • SMF17 Money Laundering Reporting Officer (MLRO) (8 May 2021 to 17 Dec 2021)
  • SMF16 Compliance Oversight (8 May 2021 to 17 Dec 2021)
• Paul David Leiva

  IRN PDL01080

  • CF30 Customer (15 Apr 2015 to 14 Jul 2015)
• Peter Jeremy West

  IRN PJW01218

  • Director of firm who is not a certification employee or a SMF manager (1 Jul 2021 to 7 Oct 2025)
• Petrie Van Vuuren

  IRN VVP01006

  • [FCA CF] Client dealing (5 Oct 2020 to 21 Apr 2021)
• Ramiro Diego BLAZQUEZ GIOMI

  IRN RXB00432

  • [FCA CF] Manager of certification employee (22 Mar 2024 to 31 Jan 2025)
  • [FCA CF] Material risk taker (22 Mar 2024 to 31 Jan 2025)
  • [FCA CF] Client dealing (1 Jul 2020 to 31 Jan 2025)
• Robert James Fernandez

  IRN RJF01095

  • [FCA CF] Material risk taker (26 Nov 2024 to 30 Jan 2026)
  • [FCA CF] Manager of certification employee (26 Nov 2024 to 30 Jan 2026)
  • [FCA CF] Client dealing (26 Nov 2024 to 30 Jan 2026)
• Samuel Dario Mogollon Ferrero

  IRN SDM01147

  • CF10 Compliance Oversight (15 Oct 2012 to 31 May 2013)
  • CF3 Chief Executive (15 Oct 2012 to 31 May 2013)
  • CF30 Customer (15 Oct 2012 to 31 May 2013)
  • CF11 Money Laundering Reporting (15 Oct 2012 to 31 May 2013)
  • CF1 Director (15 Oct 2012 to 31 May 2013)

No changes recorded yet.