Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [PRA CF] Significant risk taker or Material risk taker (24 Aug 2021 to 25 Apr 2022)
- [FCA CF] Client dealing (24 Aug 2021 to 25 Apr 2022)
- [FCA CF] Material risk taker (24 Aug 2021 to 25 Apr 2022)
- [FCA CF] Proprietary trader (24 Aug 2021 to 25 Apr 2022)
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- [FCA CF] Client dealing (5 Oct 2020 to 21 Apr 2021)
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- CF30 Customer (22 Apr 2014 to 1 May 2015)
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- CF1 Director (AR) (16 May 2013 to 9 Sep 2013)
- CF30 Customer (16 May 2013 to 9 Sep 2013)
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- CF30 Customer (1 Apr 2011 to 22 Feb 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.