Robert James Fernandez

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

BANCTRUST INVESTMENT BANK LIMITED (no longer approved here)
FRN 580379
- [FCA CF] Material risk taker (26 Nov 2024 to 30 Jan 2026)
- [FCA CF] Client dealing (26 Nov 2024 to 30 Jan 2026)
- [FCA CF] Manager of certification employee (26 Nov 2024 to 30 Jan 2026)
Wells Fargo Securities International Limited (no longer approved here)
FRN 186745
- CF30 Customer (9 Sep 2013 to 20 Jun 2019)
- CF29 Significant management (9 Sep 2013 to 20 Jun 2019)
Wells Fargo Bank, National Association (no longer approved here)
FRN 456183
- CF29 Significant management (9 Sep 2013 to 6 Mar 2016)
J.P. Morgan Europe Limited (no longer approved here)
FRN 124579
- CF21 Investment Adviser (24 Jan 2007 to 3 Apr 2007)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF21 Investment Adviser (29 Apr 2002 to 30 Dec 2002)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF21 Investment Adviser (29 Apr 2002 to 30 Dec 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.