Date authorised
1 April 2013
Companies House
FC004459
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Eligible Counterparty, Professional, Deposit

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Henry Bright

    IRN HJB01068

    • [FCA CF] Manager of certification employee (7 Mar 2016 to 31 Jul 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 3 Feb 2020)
    • [FCA CF] Significant management (7 Mar 2016 to 3 Feb 2020)
    • CF30 Customer (22 Oct 2014 to 6 Mar 2016)
    • CF29 Significant management (15 Dec 2011 to 6 Mar 2016)
  • Henry Gauvain

    IRN HXG00191

    • [FCA CF] Client dealing (since 3 Jan 2024)
  • Henry Jennings

    IRN HXJ00120

    • [FCA CF] Client dealing (since 29 Jul 2024)
  • Hernan Diego Santolalla Klajner

    IRN HDS01040

    • CF29 Significant management (27 Nov 2014 to 6 Mar 2016)
  • Hesrat Anwar

    IRN HBA01003

    • [FCA CF] Client dealing (7 Dec 2023 to 29 Nov 2024)
  • Hiren Thakrar

    IRN HKT01004

    • [FCA CF] Client dealing (7 Mar 2016 to 31 Mar 2023)
    • CF30 Customer (14 Sep 2012 to 6 Mar 2016)
  • Hoa Nguyen Quynh

    IRN HXN01149

    • [FCA CF] Client dealing (since 22 Apr 2021)
    • [FCA CF] Client dealing (4 Jul 2018 to 11 Nov 2020)
  • Hoang Anh Manh

    IRN HXM00498

    • [FCA CF] Client dealing (since 19 Sep 2025)
  • Holly Bell

    IRN HXB00038

    • [FCA CF] Manager of certification employee (6 Nov 2023 to 13 Jul 2025)
    • [FCA CF] Client dealing (11 Jan 2022 to 13 Jul 2025)
  • Howard Buckley

    IRN HXB01153

    • [FCA CF] Algorithmic trading (since 11 Mar 2026)
    • [PRA CF] Managing a material risk taker (since 25 Jun 2024)
    • [FCA CF] Proprietary trader (since 23 Sep 2019)
    • [FCA CF] Manager of certification employee (since 9 Oct 2018)
    • [FCA CF] Client dealing (since 2 Mar 2017)
    • [FCA CF] Significant management (24 Feb 2018 to 8 Oct 2018)
    • [FCA CF] Proprietary trader (2 Mar 2017 to 23 Feb 2018)
    • CF30 Customer (5 Jul 2011 to 6 Mar 2016)

Recent activity

Updates to this firm's record on the FCA register.

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