Date authorised
1 April 2013
Companies House
FC004459
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Eligible Counterparty, Professional, Deposit

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Howard Sherman

    IRN HES01013

    • [FCA CF] Manager of certification employee (since 30 May 2022)
    • [FCA CF] Client dealing (since 21 Jan 2021)
  • Hugh Martin O'Kane

    IRN HMO01003

    • [FCA CF] Manager of certification employee (since 2 Sep 2025)
    • [FCA CF] Client dealing (since 23 Feb 2018)
  • Hugo Buxbaum

    IRN HXB00093

    • [FCA CF] Client dealing (since 18 Mar 2021)
  • IRMA RODRIGUEZ LOPEZ

    IRN IXR01240

    • [FCA CF] Client dealing (7 Mar 2016 to 31 Dec 2020)
    • CF30 Customer (27 Jan 2015 to 6 Mar 2016)
  • ISIDRO JOSE ARRIETA INSAUSTI

    IRN IJI01005

    • CF30 Customer (31 Aug 2011 to 4 Mar 2014)
  • Iain Boot

    IRN IXB01116

    • CF29 Significant management (3 Apr 2012 to 6 Mar 2016)
    • CF30 Customer (2 Nov 2011 to 6 Mar 2016)
  • Iakhia Azashikov

    IRN IXA39106

    • [FCA CF] Client dealing (10 Jul 2025 to 26 Dec 2025)
  • Ian Brebner

    IRN IXB00257

    • [FCA CF] Client dealing (since 7 May 2025)
  • Ian Cyril David Caplan

    IRN ICC01024

    • [FCA CF] Client dealing (7 Mar 2016 to 21 Feb 2018)
  • Ian Donald

    IRN IXD00128

    • [FCA CF] Client dealing (since 2 Oct 2024)

Recent activity

Updates to this firm's record on the FCA register.

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