Ian Cyril David Caplan

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Client dealing (7 Mar 2016 to 21 Apr 2019)
    • CF30 Customer (27 Apr 2011 to 6 Mar 2016)
  • Banco Santander, S.A. (no longer approved here)

    FRN 136261

    • [FCA CF] Client dealing (7 Mar 2016 to 21 Feb 2018)
  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • [FCA CF] Client dealing (7 Mar 2016 to 21 Feb 2018)
    • CF30 Customer (8 Feb 2010 to 6 Mar 2016)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 31 Jan 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.