Howard Sherman

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Banco Santander, S.A.

    FRN 136261

    • [FCA CF] Manager of certification employee (since 30 May 2022)
    • [FCA CF] Client dealing (since 21 Jan 2021)
  • Societe Generale (no longer approved here)

    FRN 124866

    • [FCA CF] Client dealing (7 Mar 2016 to 31 May 2019)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 31 May 2019)
    • [FCA CF] Material risk taker (7 Mar 2016 to 31 May 2019)
    • CF30 Customer (22 May 2012 to 6 Mar 2016)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (4 Nov 2009 to 26 Mar 2012)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 13 May 2009)
    • CF21 Investment Adviser (4 Oct 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.