Hesrat Anwar

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Banco Santander, S.A. (no longer approved here)
FRN 136261
- [FCA CF] Client dealing (7 Dec 2023 to 29 Nov 2024)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- [FCA CF] Client dealing (10 Dec 2018 to 11 Jul 2023)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- [FCA CF] Client dealing (10 Dec 2018 to 11 Jul 2023)
Deutsche Bank AG (no longer approved here)
FRN 150018
- CF30 Customer (1 Nov 2007 to 17 Nov 2015)
- CF21 Investment Adviser (15 Oct 2007 to 31 Oct 2007)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- CF21 Investment Adviser (1 Dec 2001 to 20 Apr 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.