Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Santander UK Plc (no longer approved here)

    FRN 106054

    • SMF18 Other Overall Responsibility (29 Mar 2019 to 31 Jul 2021)
    • [FCA CF] Material risk taker (7 Mar 2016 to 3 Feb 2020)
    • [PRA CF] Managing a material risk taker (7 Mar 2016 to 3 Feb 2020)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 3 Feb 2020)
    • [FCA CF] Client dealing (7 Mar 2016 to 3 Feb 2020)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 3 Feb 2020)
    • [FCA CF] Significant management (7 Mar 2016 to 3 Feb 2020)
  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • [FCA CF] Significant management (14 Feb 2019 to 3 Feb 2020)
    • [FCA CF] Client dealing (14 Feb 2019 to 3 Feb 2020)
    • [FCA CF] Manager of certification employee (14 Feb 2019 to 3 Feb 2020)
    • SMF18 Other Overall Responsibility (7 Mar 2016 to 4 Dec 2018)
    • CF30 Customer (22 Oct 2014 to 6 Mar 2016)
    • CF29 Significant management (15 Dec 2011 to 6 Mar 2016)
  • Banco Santander, S.A. (no longer approved here)

    FRN 136261

    • [FCA CF] Client dealing (7 Mar 2016 to 3 Feb 2020)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 31 Jul 2021)
    • [FCA CF] Significant management (7 Mar 2016 to 3 Feb 2020)
    • CF30 Customer (22 Oct 2014 to 6 Mar 2016)
    • CF29 Significant management (15 Dec 2011 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.