Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF18 Other Overall Responsibility (29 Mar 2019 to 31 Jul 2021)
- [FCA CF] Material risk taker (7 Mar 2016 to 3 Feb 2020)
- [PRA CF] Managing a material risk taker (7 Mar 2016 to 3 Feb 2020)
- [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 3 Feb 2020)
- [FCA CF] Client dealing (7 Mar 2016 to 3 Feb 2020)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 3 Feb 2020)
- [FCA CF] Significant management (7 Mar 2016 to 3 Feb 2020)
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- [FCA CF] Significant management (14 Feb 2019 to 3 Feb 2020)
- [FCA CF] Client dealing (14 Feb 2019 to 3 Feb 2020)
- [FCA CF] Manager of certification employee (14 Feb 2019 to 3 Feb 2020)
- SMF18 Other Overall Responsibility (7 Mar 2016 to 4 Dec 2018)
- CF30 Customer (22 Oct 2014 to 6 Mar 2016)
- CF29 Significant management (15 Dec 2011 to 6 Mar 2016)
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- [FCA CF] Client dealing (7 Mar 2016 to 3 Feb 2020)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 31 Jul 2021)
- [FCA CF] Significant management (7 Mar 2016 to 3 Feb 2020)
- CF30 Customer (22 Oct 2014 to 6 Mar 2016)
- CF29 Significant management (15 Dec 2011 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.