Date authorised
1 April 2013
Companies House
FC004459
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Eligible Counterparty, Professional, Deposit

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gemma Joanna Keenan

    IRN GXK65527

    • [FCA CF] Significant management (since 18 Dec 2024)
  • Geoffrey Drayson

    IRN GSD01019

    • [FCA CF] Manager of certification employee (since 9 Sep 2025)
    • [FCA CF] Client dealing (since 9 Sep 2025)
    • [FCA CF] Material risk taker (since 9 Sep 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 9 Sep 2025)
  • Geoffrey Woodward

    IRN GXW01169

    • CF30 Customer (23 Apr 2010 to 22 Jul 2011)
  • Georg Orssich

    IRN GXO79971

    • [FCA CF] Client dealing (3 Mar 2017 to 31 Dec 2020)
    • [FCA CF] Manager of certification employee (3 Mar 2017 to 31 Dec 2020)
    • [FCA CF] Significant management (3 Mar 2017 to 10 Dec 2019)
  • George Cranfield

    IRN GCC01073

    • [FCA CF] Client dealing (since 5 Nov 2025)
    • [FCA CF] Manager of certification employee (since 5 Nov 2025)
  • George Nicholas Waller

    IRN GNW01019

    • CF30 Customer (19 May 2011 to 6 Mar 2016)
  • George Spreckley

    IRN GXS00041

    • [FCA CF] Client dealing (since 5 Oct 2022)
  • Georgy Gelashvili

    IRN GXG00242

    • [FCA CF] Client dealing (21 Apr 2023 to 29 Jun 2025)
  • Gerard Morris

    IRN GLM01020

    • [PRA CF] Significant risk taker or Material risk taker (19 Jul 2024 to 31 Mar 2026)
    • [FCA CF] Material risk taker (19 Jul 2024 to 31 Mar 2026)
    • [FCA CF] Manager of certification employee (8 Feb 2018 to 31 Mar 2026)
    • [FCA CF] Client dealing (7 Mar 2016 to 31 Mar 2026)
    • [FCA CF] Proprietary trader (7 Mar 2016 to 27 Dec 2018)
    • CF30 Customer (29 Nov 2010 to 6 Mar 2016)
  • Gergo Sram

    IRN GXS00490

    • [FCA CF] Client dealing (since 14 Sep 2022)

Recent activity

Updates to this firm's record on the FCA register.

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