Gerard Morris

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Banco Santander, S.A. (no longer approved here)

    FRN 136261

    • [PRA CF] Significant risk taker or Material risk taker (19 Jul 2024 to 31 Mar 2026)
    • [FCA CF] Material risk taker (19 Jul 2024 to 31 Mar 2026)
    • [FCA CF] Manager of certification employee (8 Feb 2018 to 31 Mar 2026)
    • [FCA CF] Client dealing (7 Mar 2016 to 31 Mar 2026)
    • [FCA CF] Proprietary trader (7 Mar 2016 to 27 Dec 2018)
    • CF30 Customer (29 Nov 2010 to 6 Mar 2016)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [PRA CF] Significant risk taker or Material risk taker (12 Nov 2020 to 12 Jan 2021)
    • [FCA CF] Material risk taker (12 Nov 2020 to 12 Jan 2021)
    • [FCA CF] Manager of certification employee (8 Feb 2018 to 12 Jan 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 12 Jan 2021)
    • [FCA CF] Proprietary trader (7 Mar 2016 to 27 Dec 2018)
  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • [FCA CF] Manager of certification employee (8 Feb 2018 to 10 Dec 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 10 Dec 2019)
    • [FCA CF] Proprietary trader (7 Mar 2016 to 27 Dec 2018)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (16 Jul 2002 to 19 Jul 2003)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF21 Investment Adviser (16 Oct 2003 to 12 Apr 2006)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (1 Dec 2001 to 29 May 2002)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 29 May 2002)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (1 Dec 2001 to 29 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

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