Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 5 Nov 2025)
    • [FCA CF] Manager of certification employee (since 5 Nov 2025)
  • Daiwa Capital Markets Europe Limited (no longer approved here)

    FRN 124490

    • [FCA CF] Client dealing (31 Dec 2020 to 22 Jul 2025)
    • [FCA CF] Material risk taker (31 Dec 2020 to 1 Apr 2022)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (26 Sep 2019 to 7 Nov 2019)
    • [FCA CF] Client dealing (6 Oct 2016 to 21 Oct 2020)
    • CF30 Customer (10 Dec 2015 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.