Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Sep 2025)
    • [FCA CF] Manager of certification employee (since 9 Sep 2025)
    • [FCA CF] Material risk taker (since 9 Sep 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 9 Sep 2025)
  • Imperial Capital (International) LLP (no longer approved here)

    FRN 581374

    • [FCA CF] Client dealing (1 Mar 2023 to 9 May 2023)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Client dealing (7 Mar 2016 to 23 Jan 2023)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 23 Jan 2023)
    • [FCA CF] Material risk taker (7 Mar 2016 to 23 Jan 2023)
    • [PRA CF] Managing a material risk taker (7 Mar 2016 to 23 Jan 2023)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 23 Jan 2023)
    • CF30 Customer (22 Jul 2013 to 6 Mar 2016)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 21 Jul 2013)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.