Date authorised
1 April 2013
Companies House
FC004459
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Eligible Counterparty, Professional, Deposit

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andres Javier Trautmann

    IRN AJT01249

    • CF30 Customer (8 Jun 2010 to 6 Jul 2012)
  • Andrew Brown

    IRN AXB02214

    • [FCA CF] Client dealing (9 Nov 2018 to 1 Nov 2020)
    • [FCA CF] Manager of certification employee (9 Nov 2018 to 1 Nov 2020)
    • [FCA CF] Significant management (9 Nov 2018 to 1 Nov 2019)
  • Andrew Cormack

    IRN AXC01428

    • SMF2 Chief Finance (since 4 Aug 2025)
    • [FCA CF] Client dealing (since 16 Mar 2020)
    • [PRA CF] Significant risk taker or Material risk taker (17 Sep 2021 to 4 Aug 2025)
    • [PRA CF] Managing a material risk taker (17 Sep 2021 to 5 Dec 2022)
    • [FCA CF] Material risk taker (17 Sep 2021 to 4 Aug 2025)
    • [FCA CF] Significant management (16 Mar 2020 to 15 Mar 2021)
    • [FCA CF] Proprietary trader (20 Feb 2018 to 17 Dec 2018)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 21 Jan 2020)
    • [FCA CF] Client dealing (7 Mar 2016 to 21 Jan 2020)
    • CF30 Customer (2 Feb 2010 to 6 Mar 2016)
  • Andrew Cross

    IRN AXC01346

    • [FCA CF] Proprietary trader (7 Mar 2016 to 16 Dec 2018)
    • [FCA CF] Client dealing (7 Mar 2016 to 16 Dec 2018)
    • CF30 Customer (28 Jul 2010 to 6 Mar 2016)
  • Andrew Greiss

    IRN AXG35673

    • [FCA CF] Client dealing (30 Jul 2018 to 31 Dec 2022)
  • Andrew Guy Jonathan Shenton

    IRN AGS01170

    • [FCA CF] Client dealing (29 Mar 2018 to 26 Jan 2021)
  • Andrew James STOCKER

    IRN AXS01690

    • [FCA CF] Client dealing (7 Mar 2016 to 30 Nov 2020)
    • CF30 Customer (9 Oct 2012 to 6 Mar 2016)
  • Andrew Keng-Teh Chen

    IRN AKC01043

    • [FCA CF] Proprietary trader (since 13 May 2025)
    • [FCA CF] Client dealing (since 13 May 2025)
    • [FCA CF] Manager of certification employee (since 13 May 2025)
  • Andrew McClymont

    IRN AXM05410

    • [FCA CF] Client dealing (28 Oct 2024 to 30 Nov 2025)
  • Andrew Michael Parker

    IRN AMP01079

    • CF30 Customer (12 Mar 2015 to 6 Mar 2016)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.