Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Manager of certification employee (4 May 2023 to 31 Dec 2023)
    • [FCA CF] Proprietary trader (9 Jan 2023 to 31 Dec 2023)
    • [FCA CF] Client dealing (7 Mar 2016 to 31 Dec 2023)
    • CF30 Customer (28 May 2010 to 6 Mar 2016)
  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • [FCA CF] Proprietary trader (9 Jan 2023 to 31 Dec 2023)
    • [FCA CF] Client dealing (10 Jan 2022 to 31 Dec 2023)
    • CF30 Customer (17 Mar 2009 to 6 Mar 2016)
  • Banco Santander, S.A. (no longer approved here)

    FRN 136261

    • [FCA CF] Client dealing (7 Mar 2016 to 16 Dec 2018)
    • [FCA CF] Proprietary trader (7 Mar 2016 to 16 Dec 2018)
    • CF30 Customer (28 Jul 2010 to 6 Mar 2016)
  • THE CO-OPERATIVE BANK P.L.C. (no longer approved here)

    FRN 121885

    • CF27 Investment Management (9 Aug 2002 to 29 Mar 2007)
    • CF26 Customer Trading (1 Dec 2001 to 29 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

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