Andrew Cormack

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Banco Santander, S.A.

    FRN 136261

    • SMF2 Chief Finance (since 4 Aug 2025)
    • [FCA CF] Client dealing (since 16 Mar 2020)
    • [PRA CF] Managing a material risk taker (17 Sep 2021 to 5 Dec 2022)
    • [PRA CF] Significant risk taker or Material risk taker (17 Sep 2021 to 4 Aug 2025)
    • [FCA CF] Material risk taker (17 Sep 2021 to 4 Aug 2025)
    • [FCA CF] Significant management (16 Mar 2020 to 15 Mar 2021)
    • [FCA CF] Proprietary trader (20 Feb 2018 to 17 Dec 2018)
    • [FCA CF] Client dealing (7 Mar 2016 to 21 Jan 2020)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 21 Jan 2020)
    • CF30 Customer (2 Feb 2010 to 6 Mar 2016)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Significant management (15 Mar 2021 to 6 Dec 2021)
    • [FCA CF] Proprietary trader (20 Feb 2018 to 17 Dec 2018)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 6 Dec 2021)
    • [FCA CF] Material risk taker (7 Mar 2016 to 6 Dec 2021)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 6 Dec 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 21 Jan 2020)
  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • [FCA CF] Proprietary trader (20 Feb 2018 to 17 Dec 2018)
    • [FCA CF] Significant management (7 Mar 2016 to 21 Jan 2020)
    • [FCA CF] Client dealing (7 Mar 2016 to 21 Jan 2020)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 21 Jan 2020)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (5 Sep 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.