Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Nov 2018 to 1 Nov 2020)
- [FCA CF] Manager of certification employee (9 Nov 2018 to 1 Nov 2020)
- [FCA CF] Significant management (9 Nov 2018 to 1 Nov 2019)
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- CF30 Customer (14 Jan 2011 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 28 Feb 2009)
- CF26 Customer Trading (28 Mar 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.