Balance: Wealth Planning Limited

• Principal Place of Business

  Balance Wealth Planning

  The Point

  Loughborough Road

  West Bridgford

  Nottingham

  Nottinghamshire

  NG2 7QW

  UNITED KINGDOM

  Phone

  +441157722126

  Web

  http://www.balancewealth.uk

• Complaints Contact

  Balance Wealth Planning

  The Point

  Loughborough Road

  West Bridgford

  Nottingham

  Nottinghamshire

  NG2 7QW

  UNITED KINGDOM

  Phone

  +441157722126

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jorge Jackson

  IRN JXJ00334

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 17 Jun 2025)
  • [FCA CF] Functions requiring qualifications (since 17 Jun 2025)
• Krupesh Vipul Kotecha

  IRN KVK00003

  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF3 Executive Director (since 9 Feb 2022)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (8 May 2018 to 8 Dec 2019)
• Laura Dean

  IRN LXH01439

  • SMF3 Executive Director (8 Feb 2022 to 16 Jan 2026)
• Lindy Kroese

  IRN LXK01389

  • [FCA CF] Client dealing (14 Jun 2021 to 17 Dec 2024)
  • [FCA CF] Functions requiring qualifications (14 Jun 2021 to 17 Dec 2024)
• Matthew James Duncan Aldridge

  IRN MJA01247

  • CF1 Director (31 Jul 2015 to 24 Oct 2018)
• Rebecca Elizabeth Aldridge

  IRN REF01025

  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • SMF16 Compliance Oversight (9 Dec 2019 to 11 Jan 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 11 Jan 2022)
  • CF11 Money Laundering Reporting (9 Jul 2019 to 8 Dec 2019)
  • CF1 Director (AR) (29 Oct 2018 to 29 Sep 2023)
  • Responsible for Insurance Distribution (1 Oct 2018 to 11 Jan 2022)
  • Responsible for Insurance Mediation (3 Nov 2014 to 30 Sep 2018)
  • CF30 Customer (3 Nov 2014 to 29 Sep 2023)
  • CF1 Director (3 Nov 2014 to 8 Dec 2019)
  • CF10 Compliance Oversight (3 Nov 2014 to 21 Mar 2018)
• Sarah Ruth Coulson

  IRN SXC02346

  • 11. Pension transfer specialist
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Functions requiring qualifications (since 17 Jun 2025)
  • [FCA CF] Client dealing (since 17 Jun 2025)
• Susan Claire Lovell

  IRN SCL00022

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 17 Apr 2023)
  • [FCA CF] Functions requiring qualifications (since 17 Apr 2023)

• Neon Financial Planning Limited (no longer appointed)

  FRN 801067 · Appointed 8 Feb 2018 · Until 30 Sep 2023

No changes recorded yet.