Rebecca Elizabeth Aldridge

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Balance: Wealth Planning Limited

    FRN 629329

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 11 Jan 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 11 Jan 2022)
    • CF11 Money Laundering Reporting (9 Jul 2019 to 8 Dec 2019)
    • CF1 Director (AR) (29 Oct 2018 to 29 Sep 2023)
    • Responsible for Insurance Distribution (1 Oct 2018 to 11 Jan 2022)
    • CF10 Compliance Oversight (3 Nov 2014 to 21 Mar 2018)
    • CF1 Director (3 Nov 2014 to 8 Dec 2019)
    • CF30 Customer (3 Nov 2014 to 29 Sep 2023)
    • Responsible for Insurance Mediation (3 Nov 2014 to 30 Sep 2018)
  • OCTOPUS MONEY FINANCIAL SOLUTIONS LIMITED (no longer approved here)

    FRN 763630

    • CF30 Customer (1 Feb 2017 to 20 Dec 2017)
  • Cooper Parry Wealth Limited (no longer approved here)

    FRN 197193

    • CF1 Director (15 Jun 2010 to 15 May 2012)
    • Responsible for Insurance Mediation (15 Jun 2010 to 5 Jul 2012)
    • CF10 Compliance Oversight (25 Jan 2010 to 5 Jul 2012)
    • CF30 Customer (1 Nov 2007 to 22 Oct 2011)
    • CF21 Investment Adviser (23 Oct 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (2 Jan 2007 to 23 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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