Lindy Kroese

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BROWN SHIPLEY & CO. LIMITED

    FRN 124548

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 12 Feb 2025)
  • Balance: Wealth Planning Limited (no longer approved here)

    FRN 629329

    • [FCA CF] Client dealing (14 Jun 2021 to 17 Dec 2024)
    • [FCA CF] Functions requiring qualifications (14 Jun 2021 to 17 Dec 2024)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 11 May 2021)
    • CF30 Customer (19 Sep 2017 to 11 May 2021)
  • Quilter Private Client Advisers Limited (no longer approved here)

    FRN 227836

    • (74)Employed By (19 Sep 2017 to 11 May 2021)

Recent activity

Updates to this individual's record on the FCA register.

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