Susan Claire Lovell

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Balance: Wealth Planning Limited
FRN 629329
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 17 Apr 2023)
- [FCA CF] Client dealing (since 17 Apr 2023)
Streets Financial Consulting Limited (no longer approved here)
FRN 116445
- CF30 Customer (1 Mar 2011 to 30 Sep 2015)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF30 Customer (19 Jul 2010 to 28 Feb 2011)
Tower House Wealth Management Limited (no longer approved here)
FRN 478521
- Employed By (19 Jul 2010 to 28 Feb 2011)
BT & R Financial Services Ltd (no longer approved here)
FRN 163534
- Employed By (30 Nov 2000 to 20 May 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.