Bain Capital Credit, Ltd.

• Principal Place of Business

  Bain Capital Europe LLP

  Devonshire House

  1 Mayfair Place

  London

  Westminster

  W1J 8AJ

  UNITED KINGDOM

  Phone

  +442075145252

  Web

  https://www.baincapitalcredit.com

• Complaints Contact

  Bain Capital Europe LLP

  Devonshire House

  1 Mayfair Place

  London

  Westminster

  W1J 8AJ

  UNITED KINGDOM

  Phone

  +442075145252

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David Michael Ross

  IRN DMR01114

  • CF29 Significant management (15 Apr 2013 to 31 Dec 2013)
  • CF1 Director (10 Nov 2009 to 15 Apr 2013)
  • CF30 Customer (1 Nov 2007 to 26 Feb 2016)
  • CF21 Investment Adviser (10 Mar 2006 to 31 Oct 2007)
• Elena Lieskovska

  IRN EXL01075

  • [FCA CF] Material risk taker (since 15 Aug 2022)
  • [FCA CF] Client dealing (since 15 Aug 2022)
  • [FCA CF] Manager of certification employee (since 15 Aug 2022)
  • [FCA CF] Significant management (since 15 Aug 2022)
• Emily Newman

  IRN EXN00070

  • [FCA CF] Significant management (23 May 2023 to 8 Dec 2025)
  • [FCA CF] Material risk taker (23 May 2023 to 8 Dec 2025)
• Fabio Longo

  IRN FXL01121

  • [FCA CF] Significant management (9 Dec 2019 to 12 Jul 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 12 Jul 2024)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 12 Jul 2024)
  • [FCA CF] Material risk taker (9 Dec 2019 to 12 Jul 2024)
  • CF30 Customer (31 Jan 2014 to 8 Dec 2019)
• Francesco Lampone

  IRN FXL01156

  • [FCA CF] Client dealing (1 Mar 2023 to 11 Jul 2025)
• Francina Mendoza

  IRN FXM00106

  • [FCA CF] Material risk taker (1 Mar 2022 to 9 Sep 2022)
  • [FCA CF] Significant management (9 Dec 2019 to 9 Sep 2022)
• Gauthier Reymondier

  IRN GXR01484

  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF30 Customer (1 Oct 2012 to 8 Dec 2019)
• Ina Xhafa

  IRN IXX01002

  • [FCA CF] Client dealing (since 1 Mar 2023)
• Iris Fuli

  IRN IXF00057

  • [FCA CF] Client dealing (since 29 Feb 2024)
• James Christman

  IRN JXC03135

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Oct 2020)
  • SMF16 Compliance Oversight (8 Jul 2020 to 8 May 2025)
  • CF10 Compliance Oversight (30 Jan 2017 to 15 Jun 2017)

No changes recorded yet.