James Christman

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Bain Capital Credit, Ltd.
FRN 441896
- SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Oct 2020)
- SMF16 Compliance Oversight (8 Jul 2020 to 8 May 2025)
- CF10 Compliance Oversight (30 Jan 2017 to 15 Jun 2017)
Bain Capital Private Equity (Europe), LLP (no longer approved here)
FRN 592556
- SMF16 Compliance Oversight (7 Sep 2021 to 8 May 2025)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.