Bain Capital Credit, Ltd.

• Principal Place of Business

  Bain Capital Europe LLP

  Devonshire House

  1 Mayfair Place

  London

  Westminster

  W1J 8AJ

  UNITED KINGDOM

  Phone

  +442075145252

  Web

  https://www.baincapitalcredit.com

• Complaints Contact

  Bain Capital Europe LLP

  Devonshire House

  1 Mayfair Place

  London

  Westminster

  W1J 8AJ

  UNITED KINGDOM

  Phone

  +442075145252

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jean-Michel Frédéric Léon Noël

  IRN JXN00399

  • SMF3 Executive Director (since 21 Nov 2025)
• Jeffrey Brooks Hawkins

  IRN JBH01102

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (23 Aug 2012 to 8 Dec 2019)
  • CF30 Customer (23 Aug 2012 to 8 Dec 2019)
• Joella Greaney

  IRN JXG00301

  • [FCA CF] Material risk taker (since 1 Mar 2022)
  • [FCA CF] Significant management (since 9 Dec 2019)
• John William Lutz

  IRN JWL01088

  • CF11 Money Laundering Reporting (1 Dec 2016 to 15 Jun 2017)
• Jonathan Mark Desimone

  IRN JMD01209

  • CF30 Customer (1 Nov 2007 to 10 Nov 2009)
  • CF8 Apportionment and Oversight (10 Mar 2006 to 31 Oct 2007)
  • CF1 Director (10 Mar 2006 to 19 Oct 2009)
  • CF21 Investment Adviser (10 Mar 2006 to 31 Oct 2007)
• Jonathan Scott Lavine

  IRN JSL01080

  • SMF3 Executive Director (9 Dec 2019 to 21 Oct 2025)
  • CF1 Director (10 Mar 2006 to 8 Dec 2019)
• Joseph Richard Buchheit

  IRN JXB04011

  • [FCA CF] Significant management (since 1 Mar 2026)
  • [FCA CF] Material risk taker (since 1 Mar 2026)
  • [FCA CF] Client dealing (since 1 Mar 2025)
• Karen Khalaf de Waele

  IRN KXK00529

  • [FCA CF] Material risk taker (since 15 Oct 2025)
  • [FCA CF] Significant management (since 15 Oct 2025)
• Kerimcan Oral

  IRN KXO01243

  • CF30 Customer (1 May 2015 to 27 Mar 2017)
• Kristan Renee Gregory

  IRN KRG01033

  • CF10 Compliance Oversight (30 Sep 2015 to 3 Nov 2015)
  • CF11 Money Laundering Reporting (18 Apr 2013 to 3 Nov 2015)
  • CF28 Systems and controls (18 Apr 2013 to 3 Nov 2015)

No changes recorded yet.