David Michael Ross

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Northleaf Capital Partners (UK) Limited

    FRN 511152

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (21 Feb 2017 to 8 Dec 2019)
    • CF30 Customer (6 Sep 2016 to 8 Dec 2019)
  • Bain Capital Credit, Ltd. (no longer approved here)

    FRN 441896

    • CF29 Significant management (15 Apr 2013 to 31 Dec 2013)
    • CF1 Director (10 Nov 2009 to 15 Apr 2013)
    • CF30 Customer (1 Nov 2007 to 26 Feb 2016)
    • CF21 Investment Adviser (10 Mar 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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