Baillie Gifford Overseas Limited

• Principal Place of Business

  Calton Square

  1 Greenside Row

  Edinburgh

  Midlothian

  EH1 3AN

  UNITED KINGDOM

  Phone

  +441312752000

  Web

  https://www.bailliegifford.com

• Complaints Contact

  Calton Square

  1 Greenside Row

  Edinburgh

  Midlothian

  EH1 3AN

  UNITED KINGDOM

  Phone

  +441312752000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to investment management activities for the specified customer types.
  • · Limited to advisory-only activities.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to investment management activities for the specified customer types.
  • · Limited to sub-underwriting on behalf of a customer and in carrying on such activities to the specified investment type "share", "debenture", "government and public security", "warrant", "certificate representing certain security", "unit" and "right to or interest in investments - security", (when the latter is associated with these specified investments).
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to investment management activities for the specified customer types.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to stocklending activities and in carrying on such activities to the securities listed other than "stakeholder pension scheme" and "rights to or interests in investments - security", (when the latter is associated with these specified investments).

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment management activities for the specified customer types.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Louise Laidlaw

  IRN LXL01176

  • [FCA CF] Client dealing (14 Sep 2020 to 31 Mar 2025)
  • [FCA CF] Significant management (14 Sep 2020 to 31 Mar 2025)
  • [FCA CF] Manager of certification employee (14 Sep 2020 to 31 Mar 2025)
  • CF29 Significant management (1 Nov 2007 to 27 May 2011)
  • CF20 Significant Mgt (Settlements) (3 Jul 2006 to 31 Oct 2007)
• Lucie Majstrova

  IRN LXH01515

  • [FCA CF] Client dealing (since 2 Jun 2025)
  • [FCA CF] Client dealing (15 Jan 2021 to 31 Mar 2023)
• Lucy Anna Nisbet

  IRN LAC01082

  • CF30 Customer (12 May 2009 to 28 Mar 2014)
• Lucy Beatrice Snowling Haddow

  IRN LBH00014

  • [FCA CF] Client dealing (since 19 Jan 2026)
  • [FCA CF] Significant management (since 19 Jan 2026)
  • [FCA CF] Manager of certification employee (since 19 Jan 2026)
  • [FCA CF] Material risk taker (since 19 Jan 2026)
  • [FCA CF] Significant management (19 Sep 2024 to 31 Mar 2025)
  • [FCA CF] Material risk taker (19 Sep 2024 to 31 Mar 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2024)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 23 Mar 2023)
  • CF30 Customer (28 Jan 2016 to 8 Dec 2019)
• Lucy Browne

  IRN LXF00024

  • [FCA CF] Client dealing (since 26 Jan 2026)
  • [FCA CF] Client dealing (2 Sep 2020 to 31 Mar 2025)
• Lucy Elizabeth Isles

  IRN LEI01003

  • [FCA CF] Manager of certification employee (12 May 2020 to 31 Mar 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2024)
  • CF30 Customer (23 Sep 2015 to 8 Dec 2019)
• Lucy Hundrup

  IRN LXH00472

  • [FCA CF] Client dealing (30 Jun 2023 to 8 Feb 2024)
• Luis Fernando Pantoja Núñez

  IRN LXP00204

  • [FCA CF] Client dealing (since 7 Sep 2021)
  • CF30 Customer (31 Jan 2025 to 30 May 2025)
• Luke Robert Ward

  IRN LRW01023

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (12 Oct 2020 to 27 Apr 2023)
  • CF30 Customer (15 Sep 2015 to 8 Dec 2019)
• Lyndsay Jayne Cooper

  IRN LXC01838

  • [FCA CF] Material risk taker (since 8 Feb 2024)
  • SMF3 Executive Director (since 29 Jan 2024)
  • [FCA CF] Significant management (since 1 Oct 2021)
  • [FCA CF] Material risk taker (9 Dec 2019 to 20 Oct 2021)
  • SMF5 Head of Internal Audit (9 Dec 2019 to 20 Oct 2021)
  • CF28 Systems and controls (21 Jul 2017 to 8 Dec 2019)

• Baillie Gifford Investment Management (Europe) Limited

  FRN 830612 · Appointed 11 Jan 2019

• Baillie Gifford Funds Services LLC

  FRN 658926 · Appointed 9 Dec 2014

• Baillie Gifford Asia (Hong Kong) Limited (no longer appointed)

  FRN 728348 · Appointed 8 Dec 2015 · Until 31 Jul 2025

No changes recorded yet.