Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Baillie Gifford Overseas Limited (no longer approved here)

    FRN 121818

    • [FCA CF] Client dealing (14 Sep 2020 to 31 Mar 2025)
    • [FCA CF] Manager of certification employee (14 Sep 2020 to 31 Mar 2025)
    • [FCA CF] Significant management (14 Sep 2020 to 31 Mar 2025)
    • CF29 Significant management (1 Nov 2007 to 27 May 2011)
    • CF20 Significant Mgt (Settlements) (3 Jul 2006 to 31 Oct 2007)
  • Baillie Gifford & Co (no longer approved here)

    FRN 142597

    • [FCA CF] Significant management (14 Sep 2020 to 31 Mar 2025)
    • [FCA CF] Client dealing (14 Sep 2020 to 31 Mar 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2025)
    • CF29 Significant management (1 Nov 2007 to 14 Nov 2011)
    • CF20 Significant Mgt (Settlements) (3 Jul 2006 to 31 Oct 2007)
  • Baillie Gifford & Co Limited (no longer approved here)

    FRN 119179

    • CF29 Significant management (1 Nov 2007 to 27 May 2011)
    • CF20 Significant Mgt (Settlements) (3 Jul 2006 to 31 Oct 2007)
    • CF29 Significant management (1 Nov 2007 to 27 May 2011)
    • CF20 Significant Mgt (Settlements) (11 Jul 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.