Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 8 Feb 2024)
    • SMF3 Executive Director (since 29 Jan 2024)
    • [FCA CF] Significant management (since 1 Oct 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 20 Oct 2021)
    • SMF5 Head of Internal Audit (9 Dec 2019 to 20 Oct 2021)
    • CF28 Systems and controls (21 Jul 2017 to 8 Dec 2019)
    • [FCA CF] Significant management (since 1 Oct 2021)
    • SMF5 Head of Internal Audit (9 Dec 2019 to 20 Oct 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 20 Oct 2021)
    • CF28 Systems and controls (14 Aug 2017 to 8 Dec 2019)
  • Baillie Gifford & Co Limited (no longer approved here)

    FRN 119179

    • [FCA CF] Material risk taker (9 Dec 2019 to 20 Oct 2021)
    • SMF5 Head of Internal Audit (9 Dec 2019 to 20 Oct 2021)
    • CF28 Systems and controls (21 Jul 2017 to 8 Dec 2019)
    • CF28 Systems and controls (21 Jul 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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