Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Baillie Gifford Overseas Limited
FRN 121818
- [FCA CF] Material risk taker (since 8 Feb 2024)
- SMF3 Executive Director (since 29 Jan 2024)
- [FCA CF] Significant management (since 1 Oct 2021)
- [FCA CF] Material risk taker (9 Dec 2019 to 20 Oct 2021)
- SMF5 Head of Internal Audit (9 Dec 2019 to 20 Oct 2021)
- CF28 Systems and controls (21 Jul 2017 to 8 Dec 2019)
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Baillie Gifford & Co
FRN 142597
- [FCA CF] Significant management (since 1 Oct 2021)
- SMF5 Head of Internal Audit (9 Dec 2019 to 20 Oct 2021)
- [FCA CF] Material risk taker (9 Dec 2019 to 20 Oct 2021)
- CF28 Systems and controls (14 Aug 2017 to 8 Dec 2019)
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- [FCA CF] Material risk taker (9 Dec 2019 to 20 Oct 2021)
- SMF5 Head of Internal Audit (9 Dec 2019 to 20 Oct 2021)
- CF28 Systems and controls (21 Jul 2017 to 8 Dec 2019)
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- CF28 Systems and controls (21 Jul 2017 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.