Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Baillie Gifford & Co Limited
FRN 119179
- [FCA CF] Material risk taker (since 19 Jan 2026)
- SMF3 Executive Director (since 8 Sep 2020)
- [FCA CF] Material risk taker (16 Apr 2024 to 31 Mar 2025)
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Baillie Gifford Overseas Limited
FRN 121818
- [FCA CF] Material risk taker (since 19 Jan 2026)
- [FCA CF] Client dealing (since 19 Jan 2026)
- [FCA CF] Manager of certification employee (since 19 Jan 2026)
- [FCA CF] Significant management (since 19 Jan 2026)
- [FCA CF] Significant management (19 Sep 2024 to 31 Mar 2025)
- [FCA CF] Material risk taker (19 Sep 2024 to 31 Mar 2025)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 23 Mar 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2024)
- CF30 Customer (28 Jan 2016 to 8 Dec 2019)
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Baillie Gifford & Co
FRN 142597
- [FCA CF] Significant management (since 19 Jan 2026)
- [FCA CF] Material risk taker (since 19 Jan 2026)
- [FCA CF] Manager of certification employee (since 19 Jan 2026)
- [FCA CF] Client dealing (since 19 Jan 2026)
- [FCA CF] Significant management (19 Sep 2024 to 31 Mar 2025)
- [FCA CF] Material risk taker (19 Sep 2024 to 31 Mar 2025)
- [FCA CF] Manager of certification employee (24 Apr 2024 to 31 Mar 2025)
- [FCA CF] Client dealing (16 Apr 2024 to 31 Mar 2025)
- CF30 Customer (28 Jan 2016 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
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