Baillie Gifford Overseas Limited

• Principal Place of Business

  Calton Square

  1 Greenside Row

  Edinburgh

  Midlothian

  EH1 3AN

  UNITED KINGDOM

  Phone

  +441312752000

  Web

  https://www.bailliegifford.com

• Complaints Contact

  Calton Square

  1 Greenside Row

  Edinburgh

  Midlothian

  EH1 3AN

  UNITED KINGDOM

  Phone

  +441312752000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Limited to investment management activities for the specified customer types.
  • · Limited to advisory-only activities.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to investment management activities for the specified customer types.
  • · Limited to sub-underwriting on behalf of a customer and in carrying on such activities to the specified investment type "share", "debenture", "government and public security", "warrant", "certificate representing certain security", "unit" and "right to or interest in investments - security", (when the latter is associated with these specified investments).
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to investment management activities for the specified customer types.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to stocklending activities and in carrying on such activities to the securities listed other than "stakeholder pension scheme" and "rights to or interests in investments - security", (when the latter is associated with these specified investments).

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment management activities for the specified customer types.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Kajetan Czyz

  IRN KXC00072

  • [FCA CF] Client dealing (12 May 2020 to 31 Mar 2024)
• Kana Minami

  IRN KXM00628

  • [FCA CF] Client dealing (18 Sep 2023 to 29 Nov 2023)
• Karolina Anna Noculak

  IRN KXN01183

  • [FCA CF] Manager of certification employee (since 25 Aug 2025)
  • [FCA CF] Client dealing (since 25 Aug 2025)
• Kate Fox

  IRN KLS01046

  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (2 Sep 2005 to 31 Oct 2007)
• Katerina Elena Vickers

  IRN KXV00083

  • [FCA CF] Client dealing (since 18 Sep 2023)
• Katherine Anna Davidson

  IRN KXD01366

  • [FCA CF] Material risk taker (since 11 Sep 2025)
  • SMF3 Executive Director (since 21 Aug 2025)
  • [FCA CF] Manager of certification employee (since 1 Jan 2023)
  • [FCA CF] Client dealing (since 5 Oct 2022)
• Katherine Jean Griffin

  IRN KXL01149

  • CF21 Investment Adviser (30 May 2002 to 21 Apr 2005)
• Kathleen Hunter

  IRN KXM00128

  • [FCA CF] Client dealing (since 4 Nov 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2025)
• Kathrin Hamilton

  IRN KXH01296

  • SMF13 Chair of the Nominations Committee (since 10 Mar 2026)
  • [FCA CF] Manager of certification employee (since 20 May 2022)
  • Director of firm who is not a certification employee or a SMF manager (since 18 Feb 2021)
  • SMF9 Chair of the Governing Body (since 3 Mar 2020)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF2 Non Executive Director (AR) (since 16 Nov 2018)
  • SMF11 Chair of the Audit Committee (1 Mar 2023 to 19 Dec 2024)
  • SMF3 Executive Director (9 Dec 2019 to 18 Feb 2021)
  • CF1 Director (20 Jun 2012 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (9 Apr 2003 to 31 Oct 2007)
• Kathryn Yvonne Robertson

  IRN KXR00053

  • [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2023)

• Baillie Gifford Investment Management (Europe) Limited

  FRN 830612 · Appointed 11 Jan 2019

• Baillie Gifford Funds Services LLC

  FRN 658926 · Appointed 9 Dec 2014

• Baillie Gifford Asia (Hong Kong) Limited (no longer appointed)

  FRN 728348 · Appointed 8 Dec 2015 · Until 31 Jul 2025

No changes recorded yet.