Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Baillie Gifford Overseas Limited
FRN 121818
- [FCA CF] Material risk taker (since 11 Sep 2025)
- SMF3 Executive Director (since 21 Aug 2025)
- [FCA CF] Manager of certification employee (since 1 Jan 2023)
- [FCA CF] Client dealing (since 5 Oct 2022)
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Baillie Gifford & Co
FRN 142597
- [FCA CF] Manager of certification employee (since 1 Jan 2023)
- [FCA CF] Client dealing (since 5 Oct 2022)
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- [FCA CF] Material risk taker (12 Nov 2021 to 15 Sep 2022)
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- [FCA CF] Client dealing (1 Oct 2020 to 16 Sep 2022)
- CF30 Customer (12 Jun 2013 to 8 Dec 2019)
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- [FCA CF] Client dealing (1 Oct 2020 to 16 Sep 2022)
- CF30 Customer (12 Jun 2013 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.